Brian Ratcliff
Brian Ratcliff is a registered investment advisor at Cetera Investment Advisers LLC, based in Richardson, TX, with 30 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Richardson, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an independent insurance agent selling fixed insurance products since 2007, and also owns Ratcliff Financial Services, Inc., which sells fixed insurance, securities, and investment products; these activities take up nearly all of his time. He also participates in various roles at Heights Baptist Church, manages a family trust, owns real estate, invests personal assets, organizes car shows, and is a board member for Sigma Phi Epsilon.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Raike Financial Group INC.Broker
Dominion Capital CorporationBroker
State Registrations9 states
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