DC
DC

Deborah Collins

21 Years of Experience
Williamsville, NY
Broker

Deborah Collins is a registered investment advisor at Voya Financial Advisors, INC., based in Williamsville, NY, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

Loading...

Location

6225 Sheridan Drive, Suite 212, Williamsville, NY, 14221

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Deborah acts as a trustee for the Carol and Ed Frail Irrevocable Trust, dedicating minimal time to this role. She is also an Investment Adviser Representative at Empire State Wealth Management, where she participates in sales and marketing initiatives, dedicating full-time hours to this role.

Employment History
Current Registrations
Voya Financial Advisors, INC.Broker
April 2023 - Present · 3 yrs 5 mos
Voya Financial Advisors, INC.
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
Manning & Napier Advisors, LLC
April 2021 - October 2022 · 1 yr 6 mos
Manning & Napier Investor Services, INC.Broker
January 2021 - October 2022 · 1 yr 9 mos
Hanys Benefit Services
June 2018 - June 2020 · 2 yrs
Healthcare Community Securities CorporationBroker
October 2014 - June 2020 · 5 yrs 8 mos
Mercer Allied Company, L.P.Broker
September 2005 - July 2007 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
March 1999 - June 2005 · 6 yrs 3 mos
Salomon Smith Barney INC.Broker
August 1998 - February 1999 · 6 mos
Charles Schwab & CO., INC.Broker
September 1997 - April 1998 · 7 mos
First Albany CorporationBroker
January 1996 - July 1997 · 1 yr 6 mos
State Registrations4 states
FLNYVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Collins - Financial Advisor | TrueAdvisor