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Brant Griffin

28 Years of Experience
Marina Del Rey, CA
1 Disclosure

Brant Griffin is a registered investment advisor at North Pier Fiduciary Management, LLC, based in Marina Del Rey, CA, with 28 years of industry experience. Brant operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 39 clients with $1.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
39 clients
Average Client Portfolio
$32.7M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$2.5M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.5M1.00%
$2.5M - $10.0M0.50%
$10.0M - $25.0M0.40%
$25.0M - $50.0M0.30%
$50.0M - $100.0M0.20%
$100M+0.15%

Fees are negotiable at the firm's sole discretion. The first tier incorporates a flat fee up to $25,000 for the first $2,500,000 in assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4333 Admiralty Way, Unit G1, Marina Del Rey, CA, 90292

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History

Regulatory History (1)
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Criminal
September 1988
Final Disposition
Employment History
Current Registrations
North Pier Fiduciary Management, LLC
April 2026 - Present · 6 mos
Previous Registrations
North Pier Fiduciary Management, LLC
March 2021 - December 2025 · 4 yrs 9 mos
North Pier Fiduciary Management, LLC
January 2017 - December 2020 · 3 yrs 11 mos
North Pier Fiduciary Management
October 2008 - December 2016 · 8 yrs 2 mos
Oppenheimer & CO. INC.
February 2005 - October 2008 · 3 yrs 8 mos
Oppenheimer & CO. INC.Broker
May 2003 - October 2008 · 5 yrs 5 mos
Cibc World Markets CORP.Broker
December 1999 - January 2003 · 3 yrs 1 mo
Jackson National Life Distributors, INC.Broker
January 1999 - July 1999 · 6 mos
T. Rowe Price Investment Services, INC.Broker
January 1996 - April 1998 · 2 yrs 3 mos
State Registrations5 states
CAILNVTXUT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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