Thomas Santucci
Thomas Santucci is a registered investment advisor at Osaic Wealth, INC., based in Garden City, NY, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
390 Old Country Road, 2nd Floor, Garden City, NY, 11530
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1999Other Business ActivitiesSells Insurance
Thomas sells insurance products, including life insurance and variable annuities, dedicating about a quarter of his time to this. He also provides investment advisory services, is a managing executive at Gateway Investments LLC, and holds board positions at several organizations, among other business activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.