SQ
SQ

Shawn Quiggins

30 Years of Experience
Spring, TX
1 DisclosureBrokerSells Insurance

Shawn Quiggins is a registered investment advisor at Voya Financial Advisors, INC., based in Spring, TX, with 30 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
755 advisors
Number of Clients
16,336 clients
Average Client Portfolio
$237K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.75%
$500K - $1.0M2.50%
$1.0M - $2.0M2.35%
$2.0M - $5.0M2.10%
$5.0M - $10.0M2.05%
$10M+2.00%

Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Spring, TX

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History

Regulatory History (1)
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Judgment / Lien
October 2025
Other Business ActivitiesSells Insurance

Shawn is an independent insurance agent selling fixed insurance products since 2022, dedicating a few hours per week to this activity. Shawn also coaches a high school lacrosse team, spending about 10% of his time on this non-investment related activity.

Employment History
Current Registrations
Voya Financial Advisors, INC.
May 2018 - Present · 8 yrs 5 mos
Voya Financial Advisors, INC.Broker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
AXA Distributors, LLCBroker
March 2017 - March 2018 · 1 yr
Horace Mann Investors, INC.Broker
April 2014 - October 2016 · 2 yrs 6 mos
Ing Financial Partners, INC
January 2011 - April 2014 · 3 yrs 3 mos
Ing Financial Partners, INC.Broker
January 2011 - April 2014 · 3 yrs 3 mos
Ing Financial Advisers, LLC
May 2005 - January 2011 · 5 yrs 8 mos
Ing Financial Advisers, LLCBroker
November 1998 - January 2011 · 12 yrs 2 mos
A I M Distributors, INC.Broker
February 1996 - October 1998 · 2 yrs 8 mos
State Registrations3 states
COFLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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