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David King

LPL Enterprise, LLC
30 Years of Experience
Plano, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

David King is a registered investment advisor at LPL Enterprise, LLC, based in Plano, TX, with 30 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3131 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5700 Granite Pkwy, Suite 360, Plano, TX, 75024

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
December 2005
Settled
Customer Dispute
July 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David owns an online t-shirt and clothing company, dedicating minimal time to it. He is also an insurance agent/owner at King Financial Services, focusing on insurance sales, which takes about 10-20% of his time.

Employment History
Current Registrations
LPL Enterprise, LLCBroker
May 2026 - Present · 5 mos
LPL Enterprise, LLC
May 2026 - Present · 5 mos
Previous Registrations
Compass Financial Management LLC
November 2025 - May 2026 · 6 mos
Allstate Financial Services, LLCBroker
August 2025 - December 2025 · 4 mos
Allstate Financial Advisors, LLC
August 2025 - December 2025 · 4 mos
Simplicity Wealth
July 2024 - June 2025 · 11 mos
Ameriprise Financial Services, LLC
August 2020 - July 2024 · 3 yrs 11 mos
Ameriprise Financial Services, LLCBroker
August 2020 - July 2024 · 3 yrs 11 mos
Cetera Advisor Networks LLCBroker
November 2017 - September 2020 · 2 yrs 10 mos
Goldman Sachs Personal Financial Management
June 2012 - September 2020 · 8 yrs 3 mos
Girard Securities, INC.Broker
May 2012 - November 2017 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2012 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2012 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
May 2004 - October 2009 · 5 yrs 5 mos
Banc of America Investment Services, INC.
May 2004 - October 2009 · 5 yrs 5 mos
UBS Financial Services INC.
May 2001 - June 2004 · 3 yrs 1 mo
UBS Financial Services INC.Broker
May 2001 - June 2004 · 3 yrs 1 mo
The (wilson) Williams Financial GroupBroker
October 1999 - May 2001 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
October 1999 - October 1999 · 0 mos
National Securities CorporationBroker
November 1997 - October 1999 · 1 yr 11 mos
Edward D. Jones & CO., L.P.Broker
February 1996 - October 1997 · 1 yr 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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