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Jonathan Zulauf

LPL Financial LLC
30 Years of Experience
Itasca, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jonathan Zulauf is a registered investment advisor at LPL Financial LLC, based in Itasca, IL, with 30 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

333 Pierce Road, Suite 405, Itasca, IL, 60143

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2005
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jonathan is a notary public, involved with Strategic Investment Partners LLC for office expenses, and uses Zulauf Financial Services for tax purposes. He also coaches at Tom Izzo's basketball camp, sells non-variable insurance through Time Financial, acts as a servicing agent for his own health insurance plan, and uses Zulauf Financial Services as a DBA for his LPL business, dedicating nearly full-time hours to the latter.

Employment History
Current Registrations
LPL Financial LLC
August 2005 - Present · 21 yrs 2 mos
LPL Financial LLCBroker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
January 2005 - January 2005 · 0 mos
Edward JonesBroker
December 1998 - January 2005 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - December 1998 · 1 yr 4 mos
Olde Discount CorporationBroker
February 1996 - July 1997 · 1 yr 5 mos
State Registrations30 states
ALARAZCACOFLGAIAILINKYLAMDMIMNMSNCNJNMNVNYOHOKORPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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