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Scott Whitten

24 Years of Experience
West Des Moines, IA
Broker

Scott Whitten is a registered investment advisor at Voya Financial Advisors, INC., based in West Des Moines, IA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

West Des Moines, IA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Voya Financial Advisors, INC.
June 2024 - Present · 1 yr 11 mos
Voya Financial Advisors, INC.
June 2024 - Present · 1 yr 11 mos
Voya Financial Advisors, INC.Broker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Blackridge Asset Management, LLC
April 2019 - June 2022 · 3 yrs 2 mos
Peak Brokerage Services, LLCBroker
October 2015 - June 2022 · 6 yrs 8 mos
Next Financial Group, INC.Broker
January 2014 - October 2015 · 1 yr 9 mos
Next Financial Group, INC.
January 2014 - October 2015 · 1 yr 9 mos
Next Financial Group, INC.Broker
May 2012 - October 2012 · 5 mos
Next Financial Group, INC.
May 2012 - October 2012 · 5 mos
H. Beck, INC.
June 2011 - March 2012 · 9 mos
H. Beck, INC.Broker
June 2011 - March 2012 · 9 mos
Next Financial Group, INC.Broker
March 2010 - June 2011 · 1 yr 3 mos
Next Financial Group, INC.
March 2010 - June 2011 · 1 yr 3 mos
National Asset Management, INC.
April 2008 - February 2009 · 10 mos
National Securities CorporationBroker
August 2007 - February 2009 · 1 yr 6 mos
Brookstreet Securities CorporationBroker
April 2002 - July 2007 · 5 yrs 3 mos
Pacific Select Distributors, INC.Broker
April 1999 - April 2002 · 3 yrs
Cal Fed InvestmentsBroker
January 1997 - January 1999 · 2 yrs
Invest Financial CorporationBroker
November 1996 - January 1997 · 2 mos
Nylife Securities INC.Broker
August 1996 - March 1997 · 7 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Whitten - Financial Advisor | TrueAdvisor