Sean Roche
Sean Roche is a registered investment advisor at LPL Financial LLC, based in Eatontown, NJ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2 Industrial Way W Ste 202A, Eatontown, NJ, 07724
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean sells non-variable insurance, dedicating a few hours per week to this activity. He also manages Loyalty Wealth Management, BCM Holdings LLC, and Gladstone Wealth Partners, each requiring a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Santander Securities
Santander Securities LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
PNC Investments
PNC InvestmentsBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Moors & Cabot Financial Advisors, LLCBroker
Jefferies Execution Services, INC.Broker
RBC Capital Markets CorporationBroker
RBC Dain Rauscher INC.Broker
Quick & Reilly, INC.Broker
Cibc Oppenheimer CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.