Joe King is a registered investment advisor at LPL Financial LLC, based in Panama City, FL, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3436 Highway 77 Ste B, Panama City, FL, 32405
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
December 2018Customer Dispute
December 2009Customer Dispute
December 1990Other Business Activities
Joe is an author, dedicating minimal time to this pursuit. He also operates Capital City Investments as a DBA for his LPL business, committing full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
A. G. Edwards & Sons, INC.Broker
Moody, Dunn & CompanyBroker
Johnson, Lane, Space, Smith & CO., INC.Broker
J.C. Bradford & CO.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.