NK
CFP
NK
CFP

Noah King

12 Years of Experience
West Point, GA
Broker

Noah King is a CFP-designated registered investment advisor at LPL Financial LLC, based in West Point, GA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

410 West 10th Street, West Point, GA, 31833

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Noah operates under the DBA Capital City Investments for his LPL business. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 1 yr 11 mos
LPL Financial LLC
June 2024 - Present · 1 yr 11 mos
LPL Financial LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2019 - June 2024 · 5 yrs 5 mos
Ameriprise Financial Services, LLCBroker
January 2019 - June 2024 · 5 yrs 5 mos
Raymond James & Associates, INC.
May 2013 - January 2019 · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
April 2013 - January 2019 · 5 yrs 9 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Noah King - Financial Advisor | TrueAdvisor