Michael Montag
Michael Montag is a CFP, PFS-designated registered investment advisor at Osaic Wealth, INC., based in Dubuque, IA, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
801 Bluff Street, Suite 2B, Dubuque, IA, 52001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a wealth manager at Montag Wealth Management, LLC, dedicating nearly full-time hours to this role. He also works as a wealth advisor for Montag Wealth Management and Montag Wealth Management LLC, spending minimal time and about a quarter of his time, respectively, and is a board member for the East Dubuque District Library Foundation, dedicating minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Rsm US Wealth Management LLC
Birchtree Financial Services LLCBroker
Global Portfolio Strategies, INC.
Prudential Investment Management Services LLCBroker
Prudential Retirement Brokerage Services, INC.Broker
Prudential Retirement Brokerage Services, INC.
Locust Street Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
Steele Investment Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.