Roger Yoh
Roger Yoh is a ChFC-designated registered investment advisor at Thrivent Investment Management INC., based in Wernersville, PA, with 24 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.
Location
Wernersville, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger is a board member and chairs the Hall of Fame committee for the Reading Berks Basketball Association, a non-profit organization. He dedicates minimal time to this uncompensated role.
Employment History
Current Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Previous Registrations
Genworth Financial Securities CorporationBroker
Genworth Financial Securities CorporationBroker
Capital Brokerage CorporationBroker
Hartford Equity Sales Company INC.Broker
Wachovia Insurance Services Broker Dealer, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Thrivent Investment Management INC.Broker
Lutheran Brotherhood Securities CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.