GG
PFS
GG
PFS

Gregory a Gallo

29 Years of Experience
2 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
2,122 clients
Average Client Portfolio
$265K average
Assets Under Management
$561.5M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

The annual fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

328 Newman Springs Road, Red Bank, NJ, 07701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2011
Final
Customer Dispute
June 2010
Settled
Other Business ActivitiesSells Insurance

Gregory is a co-founder of The Opus Group LLC since 2004. He also sells life and health insurance, dedicating about a quarter of his time to this activity. Additionally, Gregory is an officer for two non-profit organizations, the Hoboken Italian Festival and the Howell Township Southern Little League Board of Directors, spending minimal time on each.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
February 2007 - Present · 19 yrs
Garden State Securities, INC.Broker
February 2004 - Present · 22 yrs
Previous Registrations
Kirlin Securities INC.Broker
September 2001 - March 2004 · 2 yrs 6 mos
M.S. Farrell & Company, INC.Broker
February 1996 - September 2001 · 5 yrs 7 mos
State Registrations23 states
ALAZCACOCTFLGAILINMAMIMSNCNJNMNVNYOHPASCTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Gregory A Gallo - Financial Advisor | TrueAdvisor