TrueAdvisor
TrueAdvisor
GG
PFS
GG
PFS

Gregory Gallo

Garden State Investment Advisory Services, LLC
30 Years of Experience
Red Bank, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Gallo is a PFS-designated registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 30 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,531 clients with $670M in assets under management.

Garden State Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
2,531 clients
Average Client Portfolio
$266K average
Assets Under Management
$673.8M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

Fees are negotiable and billed monthly in arrears based on the market value of the account on the last business day of the preceding month.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

328 Newman Springs Road, Red Bank, NJ, 07701

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2011
Final
Customer Dispute
June 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is a co-founder of The Opus Group LLC since 2004. He also sells life and health insurance, dedicating about a quarter of his time to this activity. Additionally, Gregory is an officer for two non-profit organizations, the Hoboken Italian Festival and the Howell Township Southern Little League Board of Directors, spending minimal time on each.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
February 2007 - Present · 19 yrs 8 mos
Garden State Securities, INC.Broker
February 2004 - Present · 22 yrs 8 mos
Previous Registrations
Kirlin Securities INC.Broker
September 2001 - March 2004 · 2 yrs 6 mos
M.S. Farrell & Company, INC.Broker
February 1996 - September 2001 · 5 yrs 7 mos
State Registrations24 states
ALAZCACOCTFLGAILINMAMIMSNCNJNMNVNYOHPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Red Bank, NJ →All financial advisors in New Jersey →