SC
SC
Scott Carpenter
20 Years of Experience
Heath, TX
4 Disclosures
Scott Carpenter is a registered investment advisor at Pro:act Capital Management, based in Heath, TX, with 20 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$16.9M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.50% |
| $2M+ | 0.50% |
Fees negotiable for accounts over $2,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Heath, TX
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2005Closed-No Action
Customer Dispute
January 2005Denied
Employment Separation After Allegations
February 2002Employment Separation After Allegations
May 2000Employment History
Current Registrations
Pro:act Capital Management
April 2007 - Present · 19 yrs 1 mo
Previous Registrations
Raymond James Financial Services
February 2003 - March 2005 · 2 yrs 1 mo
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.