Brian Mason
Brian Mason is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 25 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
720 E Wisconsin Ave, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is the owner of Productivity Matters, LLC, a training and education company, and spends minimal time on it. He also serves as a board member and finance committee member for a non-profit, works as a substitute teacher, and is a part-time business instructor at Bryant & Stratton College.
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
B. C. Ziegler and CompanyBroker
Rsm Mcgladrey, INC.
H&r Block Financial Advisors, INC.Broker
American Investment Services, INC.Broker
Ascend Financial Services, INC.Broker
Mimlic Sales CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.