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Brad Carlson

PNC Wealth Management
30 Years of Experience
Troy, MI
2 DisclosuresBroker
View SEC Summary
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Brad Carlson is a registered investment advisor at PNC Wealth Management, based in Troy, MI, with 30 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

755 West Big Beaver Road, Troy, MI, 48084

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Settled
Customer Dispute
September 2013
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
September 2010 - Present · 16 yrs 1 mo
PNC Wealth Management LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Natcity Investments, INC.Broker
July 2003 - November 2009 · 6 yrs 4 mos
H&r Block Financial Advisors, INC.Broker
June 2002 - May 2003 · 11 mos
Morgan Stanley Dw INC.Broker
October 2001 - June 2002 · 8 mos
H&r Block Financial Advisors, INC.Broker
March 1996 - October 2001 · 5 yrs 7 mos
State Registrations12 states
AZCACOFLILINKYMIOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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