CC
CFP
CC
CFP
Charles Carr
30 Years of Experience
Blountville, TN
1 DisclosureBrokerSells Insurance
Charles Carr is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Blountville, TN, with 30 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3146 Hwy 126, Blountville, TN, 37617
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2010Settled
Other Business ActivitiesSells Insurance
Charles is an independent insurance agent selling fixed insurance products since 2013. He also owns a tax preparation business and rental property, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2006 - June 2021 · 15 yrs 1 mo
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
January 2002 - January 2004 · 2 yrs
Raymond James Financial Services, INC.Broker
May 2000 - December 2001 · 1 yr 7 mos
Metlife Securities INC.Broker
January 1996 - May 2000 · 4 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
January 1996 - May 2000 · 4 yrs 4 mos
State Registrations3 states
FLTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.