MD
MD

Maureen Drew

30 Years of Experience
New York, NY
Broker

Maureen Drew is a registered investment advisor at Gagnon Securities, LLC, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,202 clients with $530M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
19 advisors
Number of Clients
1,202 clients
Average Client Portfolio
$441K average
Assets Under Management
$529.7M

Fee Structure

Investment management only (planning not offered)

Gagnon Securities charges fees for advisory and brokerage services.

For non-retirement accounts, clients pay a commission on each buy and sell transaction, up to 2% of the trade amount, plus a transaction fee up to $0.04 per share.

For retirement accounts and former Townsend Group Investments clients, Gagnon Securities charges a management fee of 2.25% per year for long-only accounts or 3.00% per year for hedged accounts, calculated monthly. These accounts do not pay commissions or transaction fees.

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Location

1370 Avenue of the Americas, 26th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maureen is a principal of Gagnon Securities Partners Fund and Gagnon Advisors. These activities are investment-related.

Employment History
Current Registrations
Gagnon Securities, LLC
July 2021 - Present · 4 yrs 10 mos
Gagnon Securities, LLCBroker
June 2000 - Present · 25 yrs 11 mos
Previous Registrations
Herzog, Heine, Geduld, INC.Broker
January 2000 - September 2000 · 8 mos
Gilder Gagnon Howe & CO. LLCBroker
March 1996 - January 2000 · 3 yrs 10 mos
State Registrations32 states
ARAZCACOCTDCFLGAILINLAMAMDMIMNMOMTNCNDNHNJNVNYOHPARISCTXVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.