Joy Garland is a registered investment advisor at Roan Capital Partners, based in Johnson City, TN, with 30 years of industry experience. Joy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 8 more. Their firm serves 328 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2M+ | 1.00% |
Fees are negotiable and calculated as a tiered fee based on predefined asset levels. The firm uses the highest percentage rate from each tier's disclosed range as the schedule baseline.
Fee Estimator
Location
208 Sunset Dr., Suite #504, Johnson City, TN, 37604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Roan Capital Partners
Previous Registrations
Cetera Advisor Networks LLCBroker
Cwm, LLC
Gaam Wealth Advisors, INC.
Gilbert Advanced Asset Management, INC.
LPL Financial LLC
LPL Financial LLCBroker
Invest Financial CorporationBroker
Ameristar Capital Markets, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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