Roan Capital Partners is an independent registered investment advisor founded in January 2018 and owned by Jeffrey Kastner and Joy Lynne Garland. The firm offers two primary services: customized investment management and comprehensive financial planning. For investment management, Roan Capital Partners builds and monitors individually tailored portfolios using a passive investment strategy, primarily utilizing index mutual funds and exchange-traded funds while considering each client's specific goals, risk tolerance, and tax situation. The financial planning services cover a wide range of topics, including retirement planning, risk management, college savings, cash flow, debt management, employee benefits optimization, and estate and incapacity planning. Roan Capital Partners works closely with individuals and high-net-worth families, tailoring its approach through an initial investment policy statement while allowing clients to place reasonable restrictions on their portfolios. The firm operates on a fee-only basis, charging either a percentage of the value of your portfolio for ongoing investment management or an hourly rate for specific financial planning projects.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2M+ | 1.00% |
Fees are negotiable and calculated as a tiered fee based on predefined asset levels. The firm uses the highest percentage rate from each tier's disclosed range as the schedule baseline.