Betsy Whipple
Betsy Whipple is a registered investment advisor at Osaic Wealth, INC., based in Hiko, NV, with 29 years of industry experience. Betsy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Hiko, NV
Get directionsHistory
Regulatory History (7)
Customer Dispute
January 2025Customer Dispute
November 2024Customer Dispute
September 2024Customer Dispute
August 2024Customer Dispute
July 2022Customer Dispute
July 2001Customer Dispute
January 2001Other Business ActivitiesSells Insurance
Betsy is a shareholder in Whipple Cattle Company and owner of River Ranch Racing and Rodeo, LLC (vineyard and horse breeding), and Betsy's Rental. She also owns BL Whipple Wealth Management, LLC, through which she manages her annuity, insurance, broker/dealer, and RIA business, dedicating more than full-time hours to it.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Msh Capital Advisors LLC
M. S. Howells & CO.Broker
Greenleaf Financial Network, LLC
Private Client Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Painewebber IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.