Stephen Haywood is a registered investment advisor, based in Waterbury, CT, with 28 years of industry experience.
Location
1884 E Main St, Waterbury, CT, 06704
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Regulatory History (2)
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Customer Dispute
March 2008Settled
Customer Dispute
February 2008Closed-No Action
Other Business Activities
Stephen is the President and a board member of Lucky Dog Properties, LLC, where he buys and manages commercial and residential real estate. He dedicates a few hours per week to property ownership and management.
Employment History
Current Registrations
Allstate Financial Services, LLCBroker
October 2011 - Present · 14 yrs 7 mos
Allstate Financial Advisors, LLC
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
May 2008 - September 2011 · 3 yrs 4 mos
Wells Fargo Advisors, LLCBroker
May 2008 - September 2011 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2007 - June 2008 · 1 yr 1 mo
Citigroup Global Markets INC.
May 2007 - June 2008 · 1 yr 1 mo
Citicorp Investment Services
January 2004 - May 2007 · 3 yrs 4 mos
Citicorp Investment ServicesBroker
May 1998 - May 2007 · 9 yrs
Advest, INC.Broker
February 1997 - June 1998 · 1 yr 4 mos
State Registrations2 states
CTFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.