MJ
CFP
MJ
CFP

Mahmud Jetha

26 Years of Experience
Tampa, FL

Mahmud Jetha is a CFP-designated registered investment advisor at Ernst & Young Investment Advisers LLP, based in Tampa, FL, with 26 years of industry experience. Mahmud operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.

Compensation
Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 Franklin Street, Ste 2400, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
The Strategic Financial Alliance
March 2015 - June 2018 · 3 yrs 3 mos
The Strategic Financial Alliance, INC.Broker
March 2015 - June 2018 · 3 yrs 3 mos
Invest Financial CorporationBroker
July 2011 - March 2013 · 1 yr 8 mos
Invest Financial Corporation
June 2011 - March 2013 · 1 yr 9 mos
Proactive Wealth Strategies, LLC
October 2010 - July 2011 · 9 mos
USAA Financial Planning Services
April 2007 - July 2010 · 3 yrs 3 mos
USAA Financial Advisors, INC.Broker
April 2007 - July 2010 · 3 yrs 3 mos
Bey-Douglas, LLC Investment Counsel
January 2007 - March 2007 · 2 mos
Bey-Douglas, LLC Investment Counsel
December 2005 - December 2006 · 1 yr
TD Waterhouse Investor Services, INC.
March 2005 - October 2005 · 7 mos
TD Waterhouse Investor Services, INC.Broker
March 2005 - October 2005 · 7 mos
Charles Schwab & CO., INC.
September 2004 - January 2005 · 4 mos
Charles Schwab & CO., INC.Broker
May 2004 - January 2005 · 8 mos
MML Investors Services, INC.Broker
August 2001 - February 2004 · 2 yrs 6 mos
Nylife Securities INC.Broker
May 1996 - May 2001 · 5 yrs
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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