Ana Gandia-Gordon is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2005 - October 2019 · 14 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2005 - October 2019 · 14 yrs 9 mos
UBS International INC.
June 2002 - January 2005 · 2 yrs 7 mos
UBS International INC.Broker
June 2002 - January 2005 · 2 yrs 7 mos
UBS Painewebber INC.Broker
July 1999 - June 2002 · 2 yrs 11 mos
UBS Painewebber INC.
July 1999 - June 2002 · 2 yrs 11 mos
Salomon Smith Barney INC.Broker
August 1997 - July 1999 · 1 yr 11 mos
Citicorp Investment ServicesBroker
April 1996 - August 1997 · 1 yr 4 mos
State Registrations17 states
CACOCTDEFLGAILMANJNYOHPATXVAVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.