Charles Owens
Charles Owens is a registered investment advisor at Ameriprise Financial Services, LLC, based in Macon, GA, with 30 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1412 Bass Rd., Macon, GA, 31210-7508
Get directionsHistory
Regulatory History (6)
Customer Dispute
October 2023Customer Dispute
December 2009Customer Dispute
April 2008Customer Dispute
June 2001Customer Dispute
June 2001Customer Dispute
April 2001Other Business Activities
Charles operates Capital City Investments as a DBA for LPL business. He also owns multiple real estate rental properties, dedicating minimal time to these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.