Coley Cassidy
Coley Cassidy is a CFA-designated registered investment advisor at Rockefeller Capital Management, based in Aspen, CO, with 22 years of industry experience. Coley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 6,490 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees vary by strategy, mandate size, and asset class. Equity strategies typically range from 0.50% to 1.5% annually, and fixed income strategies typically range from 0.10% to 0.75% annually. Private equity strategies charge up to 2.0% of committed capital plus carried interest. Fees are negotiable.
Fee Estimator
Location
Aspen, CO
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2012Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Financial LLC
Rockefeller Financial LLCBroker
Rockefeller Capital Management
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Deutsche Bank Securities INC.Broker
Credit Suisse First Boston LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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