TrueAdvisor
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SF
CFP
SF
CFP

Sean Fletcher

Prospettiva Financial
23 Years of Experience
San Francisco, CA
Sells Insurance
View SEC Summary
View SEC Summary

Sean Fletcher is a CFP-designated registered investment advisor at Prospettiva Financial, based in San Francisco, CA, with 23 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 294 clients with $130M in assets under management.

Prospettiva Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
294 clients
Average Client Portfolio
$438K average
Assets Under Management
$128.7M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual fee is 1.25% of assets under management. Fees are negotiable at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

22 Battery Street, Suite 426, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sean is an owner/artist involved in the production and exhibition of fine and performing art since 2010. He is also a licensed California resident insurance producer for life, variable contracts, accident, and health insurance since 2015. Additionally, Sean is a member of the advisory board for Honig Vineyard & Winery, dedicating minimal time to attending meetings to discuss financial reporting.

Employment History
Current Registrations
Prospettiva Financial
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Fsc Securities Corporation
August 2003 - January 2011 · 7 yrs 5 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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