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Michael Teller

Raymond James & Associates, INC.
29 Years of Experience
Dublin, OH
1 DisclosureBroker
View SEC Summary
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Michael Teller is a registered investment advisor at Raymond James & Associates, INC., based in Dublin, OH, with 29 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6745 Longshore St, Suite 220, Dublin, OH, 43017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael has requested approval to become a FINRA Arbitrator, starting in September 2024. He expects to dedicate minimal time to this activity, which is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2023 - Present · 3 yrs 2 mos
Raymond James & Associates, INC.
September 2023 - Present · 3 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
July 2022 - September 2023 · 1 yr 2 mos
UBS Financial Services INC.
July 2022 - September 2023 · 1 yr 2 mos
J.P. Morgan Securities LLC
October 2012 - August 2022 · 9 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2022 · 9 yrs 10 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
November 2004 - July 2005 · 8 mos
Banc One Securities CorporationBroker
April 2004 - July 2005 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
April 2000 - January 2003 · 2 yrs 9 mos
Olde Discount CorporationBroker
March 1996 - May 2000 · 4 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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