Andrew Finnegan
Andrew Finnegan is a registered investment advisor at Cg Advisory Services, based in Wilmington, NC, with 17 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 5,614 clients with $4.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum total fee of 2.50% includes advisory fee of up to 2.00% and administrative fee of up to 0.50%. Certain strategies include additional manager fees up to 0.40%.
Fee Estimator
Location
219 Station Road Suite 201, Wilmington, NC, 28405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew operates CG Financial Services as a DBA for his LPL business and is an Investment Advisor Representative (IAR) through Capital Asset Advisory Services, LLC. He spends about three-quarters of his time (120 hours per month) providing investment advisory services through Capital Asset Advisory Services.
Employment History
Current Registrations
Cg Advisory Services
Previous Registrations
LPL Financial LLCBroker
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Click Ipo Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MotifBroker
Merriman Capital, INC.Broker
Gordian Investments, LLCBroker
Adf Capital Management, LLC
Robertson Stephens, INC.Broker
Bancamerica Robertson StephensBroker
Bear, Stearns & CO. INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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