Andrew Finnegan is a registered investment advisor at LPL Financial LLC, based in Wilmington, NC, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
219 Station Road Suite 201, Wilmington, NC, 28405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Andrew operates CG Financial Services as a DBA for his LPL business and is an Investment Advisor Representative (IAR) through Capital Asset Advisory Services, LLC. He spends about three-quarters of his time (120 hours per month) providing investment advisory services through Capital Asset Advisory Services.
Employment History
Current Registrations
LPL Financial LLCBroker
Cg Advisory Services
Previous Registrations
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Click Ipo Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MotifBroker
Merriman Capital, INC.Broker
Gordian Investments, LLCBroker
Adf Capital Management, LLC
Robertson Stephens, INC.Broker
Bancamerica Robertson StephensBroker
Bear, Stearns & CO. INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.