MO
MO
Matthew O'haren
29 Years of Experience
San Francisco, CA
1 DisclosureBroker
Matthew O'haren is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
555 California Street, Pwm, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010Closed-No Action
Other Business Activities
Matthew owns rental property since 2013, generating $2,500 in monthly rental income. This activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
April 1996 - June 2009 · 13 yrs 2 mos
State Registrations23 states
CACOCTDCDEFLIDILMAMDMIMNMONJNMNVNYORPATXUTVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.