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Erik Peterson

Cs Planning CORP
28 Years of Experience
East Wenatchee, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Erik Peterson is a registered investment advisor at Cs Planning CORP, based in East Wenatchee, WA, with 28 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,200 clients with $2B in assets under management.

Cs Planning CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
4,200 clients
Average Client Portfolio
$467K average
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$15,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.5M1.50%
$1.5M - $5.0M1.00%
$5.0M - $10.0M0.90%
$10M+0.90%

Fees above $10,000,000 are negotiable. There is a minimum annual fee of $15,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

667 Grant Road, Suite 1, East Wenatchee, WA, 98802

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History

Regulatory History (1)
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Criminal
August 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Erik is an agent for Financial Alternatives, LLC, selling life insurance and fixed annuities since 1995, dedicating about 10-20% of his time. He is also an Investment Advisor Representative and Registered Representative with Planmember Securities Corporation, spending about half his time providing financial advisory and investment services, and owns Erik Peterson Orchards, a cherry orchard, dedicating about a quarter of his time.

Employment History
Current Registrations
Cs Planning CORP
March 2023 - Present · 3 yrs 7 mos
Planmember Securities Corporation
April 2000 - Present · 26 yrs 6 mos
Planmember Securities CorporationBroker
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Pacific Harbor Securities, INC.Broker
July 1999 - November 1999 · 4 mos
Princor Financial Services CorporationBroker
July 1996 - January 1998 · 1 yr 6 mos
State Registrations15 states
AKAZCACOIDMNMTNCNVOKORTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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