Christopher Riley Avey

Cs Planning CORP

26 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Cs Planning CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

49 advisors

Number of Clients

2,819 clients

Average Client Portfolio

$449K average

Assets Under Management

$1.3B

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.5M	1.50%
$1.5M - $5.0M	1.00%
$5.0M - $10.0M	0.90%
$10M+	0.90%

Fees negotiable above $10,000,000.00

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$15,000

Location

6187 Carpinteria Avenue, Carpinteria, CA, 93013

Get directions

History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

February 2018

Final

Customer Dispute

January 2011

Settled

Customer Dispute

November 2004

Closed-No Action

Customer Dispute

May 2004

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Christopher works as an Investment Advisor Representative and Registered Representative for Planmember Securities Corporation and Financial Alternatives, dedicating about half of his time to each. He also owns Medigap Plans of Pacific NW, LLC, offering Part D prescription plans, which takes minimal time.