Patrick Grant
Patrick Grant is a registered investment advisor at Dempsey Lord Smith, LLC, based in Rome, GA, with 27 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 2,731 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dempsey Lord Smith offers several ways to manage your investments:
- Portfolio Management: DLS manages your investments directly, buying and selling securities as they see fit.
- Model Portfolio Management: DLS uses pre-built investment models (Growth & Income, Income, ETF/Mutual Fund) to manage your portfolio.
- Wealth Management Platform: DLS uses third-party asset managers through the Fidelity Managed Account Solutions Program or DLS's own wrap fee program.
- Advisor Referral Program: DLS refers you to a third-party asset manager.
The maximum annual fee for portfolio management is 2.50% (2.00% in Alabama). The specific fee is negotiable. DLS receives a portion of the fee collected by third-party asset managers.
Location
901 N Broad Street, Suite 400, Rome, GA, 30161
Get directionsHistory
Regulatory History (4)
Judgment / Lien
March 2025Judgment / Lien
January 2018Judgment / Lien
January 2013Judgment / Lien
May 2012Other Business ActivitiesSells Insurance
Patrick operates as Crescent Wealth Advisors, providing financial services and dedicating nearly full-time hours to this endeavor. He also sells fixed insurance products, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Dempsey Lord Smith, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLCBroker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Resource Horizons Investment Advisory, INC.
Resource Horizons Group, L.L.C.
Resource Horizons Group LLCBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Jefferson Pilot Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.