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JM
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James Mcclenny

Trek Financial
27 Years of Experience
Tallahassee, FL
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

James Mcclenny is a registered investment advisor at Trek Financial, based in Tallahassee, FL, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 4,688 clients with $2.8B in assets under management.

Trek Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
4,688 clients
Average Client Portfolio
$602K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.50%
$500K - $1.0M1.50%
$1.0M - $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.70%

Fees are subject to negotiation. Clients also pay an additional household platform fee ranging from 0.33% to 0.065%, and certain model portfolios add 0.15% to 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1292 Timberlane Rd., Tallahassee, FL, 32312

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 1998
Final
Criminal
April 1978
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is licensed to sell life insurance, health insurance, and long-term care products, dedicating about half of his time to insurance sales. He also serves as a driver for Legacy Limousine, transporting a Coca-Cola board member, is a financial education lecturer, and a guest lecturer at the Stavros Center for Economic Education.

Employment History
Current Registrations
Trek Financial
October 2018 - Present · 8 yrs
Previous Registrations
Horter Investment Management, LLC
November 2012 - August 2018 · 5 yrs 9 mos
Nationwide Securities, LLC
August 2008 - December 2010 · 2 yrs 4 mos
Nationwide Securities, LLCBroker
August 2008 - December 2010 · 2 yrs 4 mos
1717 Capital Management Company
November 2005 - August 2008 · 2 yrs 9 mos
1717 Capital Management CompanyBroker
August 2003 - August 2008 · 5 yrs
1717 Capital Management Company
March 2003 - May 2003 · 2 mos
1717 Capital Management CompanyBroker
November 1997 - May 2003 · 5 yrs 6 mos
1717 Capital Management CompanyBroker
May 1996 - August 1997 · 1 yr 3 mos
Allmerica Investments, INC.Broker
February 1996 - March 1996 · 1 mo
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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