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Gabriel Hoffmann

29 Years of Experience
Scottsdale, AZ
3 DisclosuresBroker

Gabriel Hoffmann is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2019
Denied
Criminal
December 1990
Final Disposition
Criminal
April 1990
Final Disposition
Employment History
Current Registrations
Morgan Stanley
November 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 1996 - June 2009 · 13 yrs 2 mos
State Registrations39 states
ALAZCACOCTDCFLGAHIIAIDILKSKYMAMDMIMNMOMSMTNCNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.