John Regier is a CFP-designated registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 4 yrs
Morgan StanleyBroker
September 2022 - Present · 4 yrs
Previous Registrations
E*trade Capital Management, LLC
July 2016 - September 2022 · 6 yrs 2 mos
E*trade Securities LLCBroker
July 2016 - September 2022 · 6 yrs 2 mos
Lincoln Financial Advisors Corporation
June 2011 - July 2016 · 5 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
December 2010 - July 2016 · 5 yrs 7 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.