William Small is a registered investment advisor at Highland Capital Advisors, LLC, based in Issaquah, WA, with 15 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 133 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.70% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.30% |
Fees are subject to customization considering the size and complexity of the portfolios and the specific scope of services.
Fee Estimator
Location
485 Rainier Blvd. North, Suite 103, Issaquah, WA, 98027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a member of Rainier Set Sail, LLC, which owns the office building occupied by Highland Capital Advisors. This activity is not investment-related.
Employment History
Current Registrations
Highland Capital Advisors, LLC
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.