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George Roe

Ironwood Capital Management, LLC
25 Years of Experience
Tampa, FL
2 Disclosures
View SEC Summary
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George Roe is a registered investment advisor at Ironwood Capital Management, LLC, based in Tampa, FL, with 25 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44 clients with $13M in assets under management.

Ironwood Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
44 clients
Average Client Portfolio
$291K average
Assets Under Management
$12.8M

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees may be negotiable based upon certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

Tampa, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2018
Final
Customer Dispute
February 2011
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ironwood Capital Management, LLC
March 2026 - Present · 7 mos
Previous Registrations
Ironwood Capital Management, LLC
October 2013 - December 2025 · 12 yrs 2 mos
Investment Planners, INC.Broker
June 2013 - September 2013 · 3 mos
Ipi Wealth Management, INC.
May 2013 - September 2013 · 4 mos
Belleair Asset Management, INC
September 2008 - September 2013 · 5 yrs
Downstate Securities Group, INC.Broker
September 2008 - September 2013 · 5 yrs
Charles Schwab & CO., INC.
November 2002 - July 2008 · 5 yrs 8 mos
Charles Schwab & CO., INC.Broker
August 2002 - July 2008 · 5 yrs 11 mos
American Express Financial Advisors INC.Broker
September 2001 - May 2002 · 8 mos
Ids Life Insurance CompanyBroker
September 2001 - May 2002 · 8 mos
Franklin/templeton Distributors, INC.Broker
October 1996 - April 1997 · 6 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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