JZ
JZ
Joseph Zenker
30 Years of Experience
Nashville, TN
5 DisclosuresBroker
Joseph Zenker is a registered investment advisor at Raymond James & Associates, INC., based in Nashville, TN, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1033 Demonbreun Street, Suite 500, Nashville, TN, 37203
Get directionsHistory
Regulatory History (5)
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Customer Dispute
June 2017Settled
Customer Dispute
May 2016Settled
Customer Dispute
September 2011Settled
Customer Dispute
November 2010Award / Judgment
Customer Dispute
March 2010Withdrawn
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2009 - Present · 17 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
December 2006 - April 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
August 2001 - April 2009 · 7 yrs 8 mos
AXA Advisors, LLCBroker
November 1999 - August 2001 · 1 yr 9 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1999 - January 2000 · 2 mos
Nylife Securities INC.Broker
February 1996 - November 1999 · 3 yrs 9 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.