Richard Gilbert is a CFP-designated registered investment advisor at Morgan Stanley, based in Bloomington, MN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8300 Norman Center Drive, Bloomington, MN, 55437
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
E*trade Capital Management, LLC
January 2009 - September 2023 · 14 yrs 8 mos
E*trade Securities LLCBroker
July 2007 - September 2023 · 16 yrs 2 mos
Fidelity Brokerage Services LLCBroker
December 2006 - July 2007 · 7 mos
Ameriprise Financial Services, INC.Broker
September 1999 - November 2006 · 7 yrs 2 mos
Ids Life Insurance CompanyBroker
September 1999 - July 2006 · 6 yrs 10 mos
Securities Management & Research, INC.Broker
May 1999 - September 1999 · 4 mos
Aal Capital Management CorporationBroker
March 1996 - April 1999 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.