RG
RG
Rachel Gammerman
29 Years of Experience
Hallandale Beach, FL
2 DisclosuresBroker
Rachel Gammerman is a registered investment advisor at Raymond James & Associates, INC., based in Hallandale Beach, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
1010 S Federal Highway, Suite 2002, Hallandale Beach, FL, 33009
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002Settled
Customer Dispute
January 1999Denied
Other Business Activities
Rachel is the owner of Liora LLC since 2009. She dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2008 - Present · 18 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2008 - Present · 18 yrs 2 mos
Previous Registrations
Wachovia Securities, LLC
August 2003 - March 2008 · 4 yrs 7 mos
Wachovia Securities, LLCBroker
July 2003 - March 2008 · 4 yrs 8 mos
Prudential Securities IncorporatedBroker
October 1996 - July 2003 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - November 1996 · 6 mos
State Registrations2 states
FLSD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.