VB
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Vijay Baxter

12 Years of Experience
Hallandale Beach, FL
1 DisclosureBroker

Vijay Baxter is a registered investment advisor at Raymond James & Associates, INC., based in Hallandale Beach, FL, with 12 years of industry experience. Vijay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1010 S Federal Highway, Suite 2002, Hallandale Beach, FL, 33009

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History

Regulatory History (1)
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Employment Separation After Allegations
September 2023
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Morgan Stanley
August 2014 - September 2023 · 9 yrs 1 mo
Morgan StanleyBroker
June 2014 - September 2023 · 9 yrs 3 mos
State Registrations6 states
CADEFLMANYSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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