AS
AS

Anya Stutz

30 Years of Experience
Redmond, WA
BrokerSells Insurance

Anya Stutz is a registered investment advisor at LPL Financial LLC, based in Redmond, WA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Redmond, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anya operates AMR Capital Management as a DBA for her LPL business since 1999. She also engages in non-variable insurance activities since 1989.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2021 - Present · 4 yrs 8 mos
LPL Financial LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - September 2021 · 3 mos
Cetera Advisor Networks LLCBroker
June 2021 - September 2021 · 3 mos
Voya Financial Advisors, INC.
February 1999 - June 2021 · 22 yrs 4 mos
Voya Financial Advisors, INC.Broker
April 1998 - June 2021 · 23 yrs 2 mos
Pacific West Securities, INC.Broker
October 1997 - April 1998 · 6 mos
Ogilvie Security Advisors CorporationBroker
May 1996 - November 1997 · 1 yr 6 mos
Pacific West Securities, INC.Broker
February 1996 - May 1996 · 3 mos
State Registrations8 states
AZCACOGAILMATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.