TJ
TJ

Todd Johnson

30 Years of Experience
Cedar Falls, IA
Broker

Todd Johnson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cedar Falls, IA, with 30 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

114 W 4th St, Cedar Falls, IA, 50613

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
January 2017 - Present · 9 yrs 4 mos
Ameriprise Financial Services, LLC
January 2017 - Present · 9 yrs 4 mos
Ameriprise Financial Services, LLC
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Woodbury Financial Services, INC.
November 2011 - February 2017 · 5 yrs 3 mos
Woodbury Financial Services, INC.Broker
November 2011 - February 2017 · 5 yrs 3 mos
Ing Financial Partners, INC
March 2010 - November 2011 · 1 yr 8 mos
Ing Financial Partners, INC.Broker
November 2009 - November 2011 · 2 yrs
Ing Financial Partners, INC
March 2007 - November 2009 · 2 yrs 8 mos
Ing Financial Partners, INC.Broker
March 2006 - November 2009 · 3 yrs 8 mos
Park Avenue Securities LLC
January 2002 - March 2006 · 4 yrs 2 mos
Park Avenue Securities LLCBroker
May 1999 - March 2006 · 6 yrs 10 mos
Guardian Investor Services CorporationBroker
January 1997 - May 1999 · 2 yrs 4 mos
Mimlic Sales CorporationBroker
March 1996 - February 1997 · 11 mos
State Registrations16 states
AZCAFLIAILKSMIMNMONENVSDTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Johnson - Financial Advisor | TrueAdvisor