Tricia O'neil
Tricia O'neil is a CFA-designated registered investment advisor at Raymond James & Associates, INC., based in Providence, RI, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
100 Westminster Street Suite 1002, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tricia is a co-trustee for Martin and Ryan, responsible for approving distributions from trusts. She dedicates minimal time to each of these roles.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
The Providence Group Investment Advisory Company, INC.
Glickenhaus & CO.Broker
State Registrations22 states
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