Frederick Rickey
Frederick Rickey is a registered investment advisor at Raymond James & Associates, INC., based in Providence, RI, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
100 Westminster Street Suite 1002, Providence, RI, 02903
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Regulatory History (1)
Customer Dispute
May 2007Other Business Activities
Frederick is a member of the Church Finance Committee for Immaculate Conception Parish, attending quarterly meetings to review financial statements. He serves in an advisory capacity and dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
UBS Painewebber INC.Broker
Walnut Street Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
North American Management, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
North American Management, INC.Broker
Monarch Securities, INC.Broker
North American Management, INC.Broker
Monarch Securities, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
E. F. Hutton & Company INCBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.