Randal Ellis
Randal Ellis is a registered investment advisor at Osaic Wealth, INC., based in Mission Viejo, CA, with 25 years of industry experience. Randal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
27285 Las Ramblas, Suite 235, Mission Viejo, CA, 92691
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Regulatory History (2)
Customer Dispute
April 2013Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Randal works as an insurance agent, assisting clients with life, annuity, and health insurance products, dedicating a few hours per week. He also works as an investment advisor representative, taking about half of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ssn Advisory, INC.
Securities Service Network, LLCBroker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Usallianz Securities, INC.Broker
Financial West GroupBroker
Signator Investors, INC.Broker
Centaurus Financial, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.