John Duffy is a registered investment advisor at Intent Advice, INC., based in Yarmouth, ME, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning.
Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Fee Structure
- Financial plans and other consulting services are offered at a fixed fee, ranging from $1,500 for simple questions to $25,000 for complex issues.
- Intent Advice may charge a fixed annual fee for ongoing advice.
One-Time Plan:$1,500 - $25,000
Hourly Rate:$250 - $400/hr
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Location
106 Lafayette Street, Suite 3, Lower Falls Landing, Yarmouth, ME, 04096-6125
Get directionsHistory
Regulatory History (1)
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Regulatory
August 2021Final
Employment History
Current Registrations
Intent Advice, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Steadfast Planning Partners INC.
September 2022 - December 2023 · 1 yr 3 mos
Broad Cove Capital
September 2019 - November 2021 · 2 yrs 2 mos
Cribstone Capital Management, LLC
May 2015 - August 2019 · 4 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2015 - August 2021 · 6 yrs 3 mos
LPL Financial LLCBroker
October 2008 - May 2015 · 6 yrs 7 mos
LPL Financial LLC
October 2008 - May 2015 · 6 yrs 7 mos
Wachovia Securities, LLC
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
A. G. Edwards & Sons, INC.
August 2002 - January 2008 · 5 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - January 2008 · 5 yrs 7 mos
Mfs Fund Distributors, INC.Broker
July 1998 - April 2002 · 3 yrs 9 mos
State Street Research Investment Services, INC.Broker
July 1997 - July 1998 · 1 yr
State Registrations1 state
ME
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.