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John Crook

29 Years of Experience
Macon, GA
2 DisclosuresBroker

John Crook is a registered investment advisor at Prospera Financial Services, INC., based in Macon, GA, with 29 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

3821 Vineville Ave, Macon, GA, 31204

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History

Regulatory History (2)
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Employment Separation After Allegations
July 2015
Customer Dispute
November 2001
Settled
Other Business Activities

John is the president of Bronco Holding, LLC, an investment-related business, and spends minimal time on it. He also owns SIP Real Estate Holdings LLC and is a board member of Georgia Industrial Childrens Home Foundation Board, dedicating minimal time to each and receiving no compensation for the latter.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
August 2015 - Present · 10 yrs 11 mos
Prospera Financial Services, INC.
August 2015 - Present · 10 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - August 2015 · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
February 2013 - August 2015 · 2 yrs 6 mos
Morgan Keegan & Company, INC.
July 2006 - February 2013 · 6 yrs 7 mos
Morgan Keegan & Company, INC.Broker
July 2006 - February 2013 · 6 yrs 7 mos
Citigroup Global Markets INC.
April 2003 - July 2006 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
January 2002 - July 2006 · 4 yrs 6 mos
The Robinson-Humphrey Company, LLCBroker
March 1996 - January 2002 · 5 yrs 10 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.